An approach for complex phenomena:
Essential principles of the theory of complexity

Mayara Segatto, Leonardo Augusto Amaral Terra, Dante Pinheiro Martinelli
Universidade de São Paulo, BRA

ABSTRACT

Complexity is usually pointed out as a characteristic inherent to the various dynamics of daily life in the global context, which requires an approach from a coherent epistemological foundation. This article seeks to list the essential concepts and principles related to the theory of complexity, since there is not, in literature, a work that gathers such concepts. This work makes a conceptual review in two stages. The first one is based on the non-structured review of the literature. The second stage consists of a structured bibliographic research intended to find updates, detailing and criticisms to the central concepts of this approach, seeking the state of the art in the topic. As a result, the essential concepts of the complexity theory are defined, configuring an academic contribution by gathering such concepts and suggesting an approach for analysis and treatment of complex phenomena.

 Key words: 1. Complexity; 2. Concepts; 3. Systems.

Introduction

Several researchers point out complexity as characteristic of everyday life (Bertalanffy, 1972) marked by challenges (Morin, 2010), crises (Capra, 1983), uncertainty (Prigogine, 1997), confusion and drastic changes that emphasize the interconnection between the seemingly isolated events or trends (Toffler, 1981). Dealing with this context requires increasingly new ways of thinking.

The change in paradigm, reflected in the emergence of new scientific approaches, is frequently justified by the need to deal with the complexity and transdisciplinarity of contemporary problems. When a paradigm is understood as a fundamental assumption, as an accepted model or standard (Kuhn, 1996), there is a need to look for alternatives to reductionism, looking for new assumptions on which grounds thought would be possible.

Reductionist fragmentary knowledge must be overcome, since reality is distorted when reduced to the perspective of a single discipline, making of it an insufficient approach to dealing with complex problems (Capra, 1983; Morin, 2010, 2011Toffler, 1981; Terra & Passador, 2015, 2018). The reductionist approach is insufficient to deal with the totality of the problems, gradually atrophying the possibilities of understanding and reflection (Morin, 2010). Axley and Macmahon (2006) argue that the Cartesian-Newtonian paradigm possibly reached its limits of effectiveness in the face of the dynamics and uncertainty of the world.

There is a need for a globalizing vision of reality. According to Morin (2010), the reform of thinking must generate a thought of the context and of the complex. It became necessary to find ways to understand and evaluate growing patterns of conflict, unpredictability, flow, dynamic equilibrium, breakdowns, discoveries and transnational relations (Dennis, 2007). In this sense, complexity criticizes the division of knowledge into disciplines, because in every piece of the whole there is another piece of the unknown. 

Complexity is an ascending paradigm, configuring a change in mentality (Goulielmos, 2005). In allowing a better understanding of the context, the theory of complexity provides concepts that can assist in management and decision-making in different areas. It not only implies that global processes are sustained by multiple interconnections, but also that events, both local and global, do not exist in an isolated way, but produce effects by means of non-linear interrelations (Dennis, 2007). 

Considering the abovementioned and the environment of complications, uncertainty and non-linearity, using emerging paradigms as the basis for the studies of phenomena and seeking them to understand them seems appropriate. Among the reasons for which one seeks to describe and understand complexity as precisely and as well as possible is the desire to reduce and to increase complexity. That means, seeking to build higher levels of complexity because they are the most efficient means of action and, at the same time, trying to reduce it with the aim of minimizing unwanted effects and being able to cope with increasing levels of complexity (Nowotny, 2005). Therefore, it is possible that the complexity paradigm set up a coherent alternative to understand the uncertainty of phenomena and describe them.

As the basic concepts of complexity theory are not strictly defined in a specific text (Bloch, 2005), one of the great difficulties to be overcome in this transdisciplinary process is to avoid the distortion of conceptual definitions, common when these are transposed between disciplines, fragmented by Cartesian thinking. Aiming to help minimize this problem, this study seeks to fill this gap in literature, gathering and defining the basic principles of this theoretical approach, including current perspectives in the field. Thus, this compilation aims to facilitate for new researchers, to overcome the initial difficulties to familiarize yourself with this conceptual basis, through a structured synthesis of important concepts to be considered in the study of complexity. Based on the conceptual framework presented, it is expected to reduce the inappropriate use of terms or the distortion in their basic definitions, which are frequent when they are transposed between distinct areas of knowledge.

The next section presents the research phases adopted in this article. Subsequently, the essential concepts of the complexity theory are detailed, and an approach is proposed for the treatment of complex phenomena. Finally, the last section consists of the final considerations, presenting the contribution, limitations and suggestions for future studies.

Research procedures

The gathering of evidence for this study followed two distinct phases. In a first moment, literature on the theory of complexity was reviewed. In a second moment, the phase of bibliographic research was conducted, with the aim of checking the state of the art literature on the subject, allowing the analysis of the basic concepts and contemporary studies in search of evolution, changes, criticism or of the emergence of new concepts in this area. 

Based on the literature review conducted previously, some terms and concepts, considered essential for the theory of complexity, were highlighted from the reading of consecrated authors and classical works in this area. The results of the terms related to the main definitions of complexity found in this preliminary study, are shown in Table 1.

Concept and AuthorsDefinition
Attractors (Agar, 1999; Bloch, 2005; Longa, 2004; Manson, 2001; Puddifoot, 2000; Rickles, Hawe & Shiell, 2007)                                                                        The behavior of nonlinear dynamic systems may, in certain conditions, possess an attractor, which is an invariant group to which nearby orbits converge after some time.
Self-organization (Morin, 2010; Murray, 1998; Rickles, Hawe and Shiell, 2007)Happens when systems are spontaneously organized, without external influence.
Chaos or sensitive dependence to initial conditions (Fiedler-Ferrara and Prado, 1994)Chaotic behavior results from the nonlinearities present in the system, exponentially magnifying small differences in the initial conditions, generating out-of-proportion nonlinear consequences to the evolution of the system.
Emergency (Ashby, 1970; Morin, 2010)Concerns the specific properties of each hierarchical level, i.e., they emerge from each one of them and make sense only in the level of abstraction in which they appear, being unpredictable from the knowledge of the parties and its couplings, i.e., properties presented as a whole, but that could not be found in any of the parts, separately.
Stability or dynamic equilibrium (Fiedler-Ferrara & Prado, 1994)The systems operate within the limits of chaos, or in the edge of chaos, which would be where the system reaches a state of dynamic equilibrium around an attractor, between order and chaos, or stability and change.
Identity (Beer, 1985, 1994a, 1994b)The system has an existence and an identity of its own, which defines it. The aim or purpose of the system reveals aspects of its identity.
Nonlinearity (Bertalanffy, 1972)A nonlinear system is one which outputs cannot be forecast from the initial conditions, along a straight or stable trajectory, i.e., a system which response is not proportional to the stimulus applied, and which allows multiple solutions.
Fractal Patterns (Gleick, 1987; Morin, 2010, 2011)The lowest point of the image contains almost all the information of the object represented.
Recursion (Beer, 1985; Morin, 2010, 2011)Generating circuit in which the outcomes and effects are the producers and causers of what they produce, in a self-constituting, self-organizing and self-producing cycle. The system exists at several scales (or recursion levels) and several recursive dimensions, i.e., it belongs to several systems’ chains.
Retroactivity or feedback (Morin, 2010)Positive or negative feedback, the multiple retroactions of a system are inter-related and suffer the effects of uncertainty.
Dynamic and Irreversible System (Bloch, 2005; Capra, 1983)Irreversibility is determined by temporal insertion, i.e., any ‘after’ is different from ‘before’.
Variety (Ashby, 1970; Beer, 1985, 1994a)Variety counts the number of possible states of a system.
Viability (Beer, 1985; Capra, 1983)A system is viable if it can survive autonomously in a particular type of environment.

Table 1: Basic concepts of the theory of complexity resulting from the review of literature. Source: organized by the authors.

From these terms listed in Table 1, a search was carried out to find basic concepts in data bases were previously defined, with the purpose of finding updates, detailing and criticism to the central notions of complexity. Thus, this stage allowed including the recent production in literature on the subject, adding to the classical works consulted. The first definition of the search terms is presented in table 2. 

Terms of Search
Chaos
Dynamic equilibrium
Dynamic stability
Dynamic system
Emergence
Feedback
Fractal
Identity
Nonlinearity
Recursion
Self-organization
Sensitive dependence
Sensitivity to initial conditions
Strange attractors
Variety
Viability

Table 2: Initial proposal of the terms of search for bibliographic search. Source: organized by the authors.

As some terms presented a common area of meaning, they were respectively reduced to a more general term, as an attempt to minimize duplicate results in searches. Table 3 shows the terms used for bibliographic searches.

Terms of Search Final Terms of Search
Chaos Chaos
Dynamic equilibrium Dynamic
Dynamic stability
Dynamic system
Emergence Emergence
Feedback Feedback
Fractal Fractal
Identity Identity
Nonlinearity Nonlinearity
Recursion Recursion
Self-organization Self-organization
Sensitive dependence Sensitivity
Sensitivity to initial conditions
Strange attractors Attractor
Variety Variety
Viability Viability

Table 3: Terms of search for bibliographic search. Source: organized by the authors.

The searches were performed from these terms, combined with the "complexity theory" or "complexity science". These filter terms were chosen from the works used in the literature review mentioned in the approach. The use of the term "complexity" alone generated a very large quantity of results not necessarily related to the theory of complexity; instead, its colloquial meaning was used, representing something "complicated". Thus, the choice of the compound terms is justified.

The databases used were the ISI Web of Knowledge and Scopus. Studies published in academic journals were chosen in the selection, since they are subjected to the process of peer review, being evaluated in detail. A restriction in the time interval was not established, considering all the years available in its database. Therefore, two search filters (F) were used during the searches:

F1 - Articles published in academic periodicals indexed in the databases used for the search; and

F2 - Studies containing one of the combinations of the search terms previously defined in the fields: "Article Title, Abstract, Keywords", in the SCOPUS; and "Topic", in the ISI Web of Knowledge, which covers the same fields used in the SCOPUS - article title, abstract, keywords. 

The result of the preliminary search with the application of search filters is shown in table 4.

Search TermsISI Web of KnowledgeScopusTotal
Attractor283866
Chaos141180321
Dynamic289194483
Emergence102153255
Feedback4963112
Fractal274774
Identity294069
Nonlinearity132336
Recursion192241
Self-organization79109188
Sensitivity272552
Variety6472136
Viability7815
Total8749741848

Table 4: Results of preliminary search in the databases for each term. Source: organized by the authors.

Two exclusion criteria (EC) were also followed:

EC 1 - Studies in duplicity (repeated) in the databases and between them;

EC 2 - Studies in languages other than Portuguese, English or Spanish.

After the phase of search in databases is concluded and the EC is applied (excluded from 880 articles), the reading of the title, abstract and keywords of each article was carried out (968 articles in total), selecting the studies by means of two inclusion criteria (IC):

IC 1 - Studies with theoretical contribution covering elementary definitions and concepts of the complexity theory;

IC 2 - Studies with theoretical contribution containing criticism to the theory of complexity and their definitions and concepts.

In cases in which it was not possible to verify the inclusion criteria by reading the items cited, the reading of the full study (12 articles) was performed. The search resulted in the selection of 89 articles for analysis, represented in table 5.

Data BaseSelected by FExcluded by ECSelected by IC
ISI Web of Knowledge87443546
Scopus97444543
Total184888089

Table 5: Studies selected for analysis. Source: organized by the authors.

The analysis of the articles was initiated from their selection, consisting of a detailed procedure to search the following information:

  1. Data of bibliographic reference;
  2. Update of the complexity theory's fundamental concepts already approached in the literature review;
  3. New concepts presented as the theoretical basis of complexity or concepts not covered in the literature review;
  4. Criticism to the concepts and to the theory of complexity.

Still during this phase of the research, after careful analysis of each Article, 55 works were discarded because they did not contribute significantly to this research, summing up 34 articles used, listed in table 6. These articles originated a new cycle of research, based on their references and concepts, leading to the conceptual frameworks built at the end of this article.

Authorship Title Year Source
Abraham, R. H. The genesis of complexity 2011 World futures: The Journal of Global Education
Agar, M. Complexity theory: an exploration and overview based on John Holland's work 1999 Field Methods
Alhadeff-Jones, M. Three generations of complexity theories: nuances and ambiguities 2008 Educational Philosophy and Theory
Barabási, A.-L. The architecture of complexity 2007 IEEE Control Systems Magazine
Bloch, D. P. Complexity, chaos, and nonlinear dynamics: a new perspective on career development theory 2005 The Career Development Quarterly
Bokeno, M. Complexity: an alternative paradigm for teamwork development 2008 Development and Learning Organizations
Bousquet, A.; Curtis, S. Beyond models and metaphors: complexity theory, systems thinking and international relations 2011 Cambridge Review of International Affairs
Burnes, B. Complexity theories and organizational change 2005 International Journal of Management Reviews
Dennis, K. Time in the age of complexity 2007 Time & Society
Goulielmos, A. M. Complexity theory: a science where historical accidents matter 2005 Disaster Prevention and Management
Horn, J. Human Research and Complexity Theory 2008 Educational Philosophy and Theory
Howard, A. Paradexity: the convergence of paradox and complexity 2010 Journal of Management Development
Johnson, J. The future of the social sciences and humanities in the science of complex systems 2010 Innovation: The European Journal of Social Science Research
Katopes, P. Resisting chaos: the power of the humanities as a problem-solving system 2011 On the Horizon
Klijn, E.-H. Complexity theory and public administration: what's new? 2008 Public Management Review
Kogetsidis, H. Systems approaches for organisational analysis 2011 International Journal of Organizational Analysis
Larsen-Freeman, D. Complex, dynamic systems: a new transdisciplinary theme for applied linguistics? 2012 Language Teaching
Lindsay, V. J. The development of international industry clusters: a complexity theory approach 2005 Journal of International Entrepreneurship
Longa, V. M. A nonlinear approach to translation 2004 Target
Manson, S. M. Simplifying complexity: a review of complexity theory 2001 Geoforum
Manson, M. What is complexity theory and what are its implications for educational change? 2008 Educational Philosophy and Theory
Mathews, K. M.; White, M. C.; Long, R. G. Why study the complexity sciences in the social sciences? 1999 Human Relations
Miguélez, M. M. Paradigmas emergentes y ciencias de la complejidad 2011 Opción
Mikulecky, D. C. The emergence of complexity: science coming of age or science growing old? 2001 Computers and Chemistry
Mowles, C. Post-foundational development management - power, politics and complexity 2010a Public Administration and Development
Mowles, C. Successful or not? Evidence, emergence, and development management 2010b Development in Practice
Murray, P. J. Complexity theory and the fifth discipline 1998 Systemic Practice and Action Research
Nowotny, H. The increase of complexity and its reduction: emergent interfaces between the natural sciences, humanities and social sciences 2005 Theory, Culture & Society
Phelan, S. E. A note on the correspondence between complexity and systems theory 1999 Systemic Practice and Action Research
Pina e Cunha, M.; Rego, A. Complexity, simplicity, simplexity 2010 European Management Journal
Poser, H. Theories of complexity and their problems 2007 Frontiers of Philosophy in China
Puddifoot, J. E. Some problems and possibilities in the study of dynamical social processes 2000 Journal for the Theory of Social Behaviour
Rickles, D.; Hawe, P.; Shiell, A. A simple guide to chaos and complexity 2007 Journal of Epidemiology & Community Health
Sanger, M.; Giddings, M. M. A simple approach to complexity theory 2012 Journal of Social Work Education
Terra, L. A. A; Passador, J. L. A Phenomenological Approach to the Study of Social Systems 2015 Systemic Practice and Action Research
Terra, L. A. A; Passador, J. L. Strategic Thinking in The Context of Complexity 2018 Systems Research and Behavioral Science

Table 6: Final selection of the articles for updating of the knowledge on the theory of complexity. Source: organized by the authors.

Fundamentals of the theory of complexity

Complexity or complexity theory involves a series of concepts originated from the so-called hard sciences. The systems theory (Abraham, 2011; Bousquet & Curtis, 2011Capra, 1983; Manson, 2001; Morin, 2011; Terra & Passador, 2015, 2018), cybernetics (Abraham, 2011; Bousquet; Curtis, 2011; Manson, 2001; Morin, 2011), the theory of information (Morin, 2011), the neural approach (Manson, 2001) and the dynamics of systems (Abraham, 2011; Bousquet & Curtis, 2011) are cited as the main theoretical references constituting the bases of complex thinking, although there is no consensus about the chronological order of emergence and development of these approaches.

Based on this, some authors have criticized the reduction to a singular formcomplexity theory or science of complexityclaiming this might lead to the neglect of a series of theories (Alhadeff-Jones, 2008; Barabasi, 2007; Burnes, 2005; Klijn, 2008; Manson, 2001; Mathews, White & Long, 1999; Morin, 2011). Thinker Edgar Morin, a prominent name in the study of complexity, proposes a change in the way of thinking (Morin, 2010, 2011), suggesting the construction of a new paradigm. However, the interconnections between those theoretical bases have increased and, possibly, the complex system of ideas has become a larger system (Abraham, 2011; Mathews, White & Long, 1999; Manson, 2001), and now is more like a group of concept tools than a definite theoretical body (Bousquet & Curtis, 2011). For these reasons, this group of concepts will be approached here, despite the criticisms, as complexity or complexity theory, in order to make easier the reference to such conceptual tools. 

There is no unanimity in the formulation of the concept of complex system, and it is possible to observe many different definitions (Goulielmos, 2005; Johnson, 2010; Miguelez, 2011; Mikulecky, 2001). Complex Systems are imbalance models, continuously changing through contradictory mechanisms that compete among themselves for effectiveness (Agar, 1999). According to Rickles, Hawe and Shiell (2007), complex systems are compounds build by large quantities of mutually interactive subunits, which repetitive interactions result in a rich collective behavior that feeds back the behavior of individual parties. For Sanger and Giddings (2012) a complex system consists of many subsystems interacting among themselves by means of multiple cycles of non-linear and recursive feedback. 

From literature review and bibliographic research, were defined the fundamental concepts of complexity, listed in table 7. 

ConceptDefinitionReferences
AdaptabilityMutual Adaptation between groups and individuals, both within the group and in relation to the environment. It concerns the ability to learn from experience and change behaviors based on that, absorbing instabilities or noise of external origin.Bloch, 2005; Bousquet & Curtis, 2011; Kauffman, 1991; Manson, 2001; Murray, 1998; Miguelez, 2011; Varela, Maturana & Uribe, 1974
AttractorsThe behavior of nonlinear dynamic systems may, in certain conditions, possess an attractor, which is an invariant group to which nearby orbits converge after some time. Once the system reaches a certain critical level of complexity, the transition phase or bifurcation takes place, changing the attractors of the system.Bloch, 2005; Kauffman, 1991; Puddifoot, 2000
Self-organizationHappens when the systems organize themselves spontaneously, without external influence. Living beings as self-organizing beings do not cease to self-reproduce and for this reason, depend on energy for maintenance of autonomy. Self-organization is linked to the emergent behavior of complex systems, since the organization of the whole cannot be predicted from the behavior of the parties.Bloch, 2005; Bokeno, 2008; Bousquet & Curtis, 2011; Kauffman, 1991, Klijn, 2008; Larsen-Freeman , 2012; Lindsay, 2005; Miguelez, 2011; Morin, 2010; Murray, 1998; Prigogine, 1997; Rickles, Hawe & Shiell, 2007; Varela, Maturana & Uribe, 1974
Co-evolutionRefers to the system that does not reach a state of equilibrium, continuously evolvingan evolution that does not imply progress, but simply that the system cannot return to its previous state. There is mutual influence between system and subsystems, forming an evolving network. It describes, thus, the way organisms create their environment and are shaped by it, because of the feedback.Bousquet & Curtis, 2011; Kauffman, 1991, Kauffman & Johnsen, 1991; Klijn, 2008; Lindsay, 2005; Margulis & Sagan, 1995; Murray, 1998; Rickles, Hawe & Shiell, 2007
Sensitive dependence to initial conditions or chaotic behaviorChaotic behavior results from the nonlinearities present in the system, exponentially magnifying small differences in the initial conditions, generating out-of-proportion nonlinear consequences to the evolution of the system. In addition, there is the possibility of emergence of random events due to the presence of an attractor. This way, deterministic laws of evolution can lead to chaotic behaviors, even in the absence of external noise or fluctuations.Bloch, 2005; Larsen-Freeman, 2012; Prigogine, 1997
EmergencyConcerns the specific properties of each hierarchical level, i.e., , they emerge from each one of them and make sense only in the level of abstraction in which they appear, being unpredictable from the knowledge of the parties and its couplings, i.e., properties presented as a whole, but that could not be found in any of the parts, separately.Agar, 1999; Ashby, 1970; Bloch, 2005; Bokeno, 2008; Bousquet & Curtis, 2011; Kauffman, 1991; Klijn, 2008; Larsen-Freeman, 2012; Long, 2004; Manson, 2001; Mason, 2008; Mikulecky, 2001; Morin, 2010; Murray, 1998
Dynamic EquilibriumThe systems operate within the limits of chaos, or in the edge of chaos, which would be where the system reaches a state of dynamic equilibrium around an attractor, between order and chaos, or stability and change.Burnes, 2005; Lindsay, 2005; Miguelez, 2011
UnpredictabilityEmergency, non-linearity and dependence sensitive to the initial conditions make prediction and control impossible, once changes in a subsystem aimed at changing the whole may not get the expected result, since the other components of the system will change to accommodate the intervention, in addition to other changes in the environment.Bloch, 2005; Larsen-Freeman, 2012; Poser, 2007
Non-linearityA nonlinear system is one which outputs cannot be forecast from the initial conditions, along a straight or stable trajectory, i.e., a system which response is not proportional to the stimulus applied, and which allows multiple solutions. This dynamics is the consequence of transitions between order and chaos, which derive from multiple causes of multiple relationships in network, from a continuous interaction between the external and the internal.Agar, 1999; Bloch, 2005; Bokeno, 2008; Capra, 1983, 1996; Larsen-Freeman , 2012; Long, 2004; Miguelez, 2011; Murray, 1998
Open and dissipative systemA system that absorbs and dissipates energy and matters from the environment, sustaining itself through the continuous flow and exchange of components or energy.Bertalanffy, 1972; Bloch, 2005; Bousquet & Curtis, 2011; Larsen-Freeman , 2012; Manson, 2001; Prigogine, 1997
Dynamic and irreversible SystemIrreversibility is determined by temporal insertion, i.e., any ‘after’ is different from ‘before’, resulting in the impossibility of understanding complex systems by means of their observation in a single moment in time.Bloch, 2005; Larsen-Freeman, 2012; Prigogine, 1997
Fractal PatternsThe lowest point of the image contains almost all the information of the object represented. Thus, the part is in the whole and the whole is in part, enriching the knowledge of the parties by the entirety and of the entirety by the parties.Bloch, 2005; Gleick, 1987; Morin, 2010, 2011
RecursionGenerating circuit in which the outcomes and effects are the producers and causers of what they produce, in a self-constituting, self-organizing and self-producing cycle. The system exists at several scales (or recursion levels) and several recursive dimensions, i.e., it belongs to several systems’ chains.Ashby, 1970; Beer, 1985; Larsen-Freeman, 2012; Morin, 2010, 2011
RetroactivityPositive or negative feedback, the multiple retroactions of a system are inter-related and suffer the effects of uncertainty.Miguelez, 2011; Morin, 2010; Rickles, Hawe & Shiell, 2007

Table 7: Essential concepts of the complexity theory. Source: organized by the authors.

Approach for analysis of complex phenomena

With the principles considered essential to the theory of complexity defined and gathered, the possibility of understanding complex phenomena can be facilitated from a coherent approach. For this reason, these principles were changed into the format of questions, besides the questions proposed by Agar (1999). The issues and their relationship with the essential concepts, in addition to the authors who approach them, are listed in Table 8.

This approach by means of questions allows the researcher to check whether the phenomenon intended for study presents some aspect that configures it as a complex system and, therefore, complexity is the proper approach to its treatment.

Question for analysis Essential Concept Authors
1. Does the phenomenon configure a system? Identity Beer, 1985, 1994a, 1994b; Bertalanffy, 1972 Morin, 2010
2. Is it dynamic (when time is a variable of the system)? Dynamic and irreversible system Bloch, 2005; Capra, 1983, 1996; Larsen-Freeman, 2012; Prigogine, 1997; Varela, Maturana & Uribe, 1974
3. Is there any evidence of co-evolution? Co-evolution Bousquet and Curtis, 2011; Kauffman & Johnsen, 1991; Klijn, 2008; Lindsay, 2005; Margulis & Sagan, 1995; Murray, 1998; Rickles, Hawe & Shiell, 2007
4. Is there a variety of recursive dimensions? Recursion Beer, 1985; Larsen-Freeman, 2012; Morin, 2010, 2011
Variety Ashby, 1970; Beer, 1985, 1994a
5. Is there symmetry through the scales of observation? Fractal Patterns Bloch, 2005; Gleick, 1987; Morin, 2010, 2011
6. Is there absorption and dissipation of energy from the environment? Viability Beer, 1985; Capra, 1983
Open System and dissipative Bloch, 2005; Bousquet & Curtis, 2011; Larsen-Freeman, 2012; Manson, 2001; Prigogine, 1997
7. Is there any capacity for absorption of instabilities and noise from external source? Stability or dynamic equilibrium Burnes, 2005; Lindsay, 2005; Miguelez, 2011; Kauffman, 1991; Varela, Maturana & Uribe, 1974
Self-organization Bloch, 2005; Bokeno, 2008; Bousquet & Curtis, 2011; Kauffman, 1991; Kauffman & Johnsen, 1991; Klijn, 2008; Larsen-Freeman, 2012; Lindsay, 2005; Miguelez, 2011; Morin, 2010; Murray, 1998; Rickles, Hawe & Shiell, 2007; Varela, Maturana & Uribe, 1974
8. Is there learning and adaptation? Adaptation and learning Bloch, 2005; Bousquet & Curtis, 2011; Manson, 2001; Maturana & Varela, 1988; Murray, 1998; Miguelez, 2011
9. Do local rules produce anything greater than their sum? Emergency Agar, 1999; Ashby, 1970; Bloch, 2005; Bokeno, 2008; Bousquet & Curtis, 2011; Capra, 1983, 1996; Kauffman, 1991; Kauffman & Johnsen, 1991; Klijn, 2008; Larsen-Freeman, 2012; Long, 2004; Manson, 2001; Mason, 2008; Mikulecky, 2001; Morin, 2010; Murray, 1998; Varela, Maturana & Uribe, 1974
10. Is there any evidence of feedback cycles that indicate non-linearity? Retroactivity or feedback Miguelez, 2011; Morin, 2010; Rickles, Hawe & Shiell, 2007; Capra 1983, 1996
11. Are there are points of leverage (places in a system in which a small entry produces large effects due to amplification of feedback)? Chaos or dependence sensitive to the initial conditions Bloch, 2005; Larsen-Freeman, 2012
Attractors Bloch, 2005; Kauffman, 1991; Puddifoot, 1871; Prigogine, 1997; Varela, Maturana & Uribe, 1974
12. Are there any forecasting difficulties? Nonlinearity Agar, 1999; Bloch, 2005; Bokeno, 2008; Larsen-Freeman, 2012; Long, 2004; Miguelez, 2011; Murray, 1998
Unpredictability Bloch, 2005; Prigogine, 1997; Larsen-Freeman, 2012; Poser, 2007

Table 8 - List of analysis questions with the fundamental concepts of complexity. Source: organized by the authors.

Final considerations

In the face of the need for new approaches to the everyday phenomena for which traditional Cartesian thought is inadequate, the theory of complexity seems to be a coherent alternative. Therefore, this article intended to gather, understand and define the basic concepts of this approach, including the concepts of: adaptability; attractors; self-organization; co-evolution; dependence sensitive to initial conditions or chaotic behavior; emergency; dynamic equilibrium; unpredictability; nonlinearity; open and dissipative system; dynamic and irreversible system; fractal patterns; recursion; and retroactivity.

These essential principles were organized as questions which can guide new researchers in the area, avoiding the distortion of concepts and their misuse, especially when concepts are appropriated by different areas, as is common in studies of complexity. These questions are:

  1. Does the phenomenon configure a system?
  2. Is it dynamic (when time is a variable of the system)?
  3. Is there any evidence of co-evolution?
  4. Is there a variety of recursive dimensions?
  5. Is there symmetry through the scales of observation?
  6. Is there absorption and dissipation of energy from the environment?
  7. Is there any capacity for absorption of instabilities and noise from external source?
  8. Is there learning and adaptation?
  9. Do local rules produce anything greater than their sum?
  10. Is there any evidence of feedback cycles that indicate nonlinearity?
  11. Are there points of leverage (places in a system in which a small entry produces large effects due to amplification of feedback)?
  12. Are there any forecasting difficulties?

These issues represent an approach for the analysis of any phenomenon. It allows checking if the phenomenon presents characteristics that configure it as a complex phenomenon and, therefore, if the theory of complexity is a conceptual basis suitable to its approach.

At this point, it should be emphasized that this research does not propose to discuss issues of epistemological and methodological order. It is not, therefore, a question of producing an approach for dealing with the complexity. This article contributes exposing in a single text the common definitions of the main concepts of the area and where they can be applied, allowing authors less familiar with them, have a starting point to avoid distortions or misappropriations of them, filling a gap of the literature on this kind of topic.

References

Abraham, R.H. (2011). "The genesis of complexity," World Futures: the Journal of Global Education, ISSN 2146-9296, 67(4-5): 380-394.

Agar, M. (1999). "Complexity theory: an exploration and overview based on John Holland's work," Field Methods, ISSN 1552-3969, 11(2): 99-120.

Alhadeff-Jones, M. (2008). "Three generations of complexity theories: nuances and ambiguities," Educational Philosophy and Theory, ISSN 1469-5812, 40(1): 66-82.

Ashby, W.R. (1970). An introduction to cybernetics, ISBN 9781614277651, pp. 295.

Axley, S.R., McMahon, T.R. (2006). "Complexity: a frontier for management education," Journal of Management Education, ISSN 1552-665830, (2): 295-315.

Barabási, A.-L. (2007). "The architecture of complexity," IEEE Control Systems Magazine, ISSN 2374-9385, 27(4): 33-42.

Beer, S. (1994a). Brain of the Firm, ISBN 9780471948391, pp. 417.

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